IATF16949-变化点及认可规则

,单击此处编辑母版文本样式,第二级,第三级,第四级,第五级,*,单击此处编辑母版标题样式,单击此处编辑母版文本样式,第二级,第三级,第四级,第五级,*,单击此处编辑母版文本样式,第二级,第三级,第四级,第五级,*,单击此处编辑母版标题样式,单击此处编辑母版文本样式,第二级,第三级,第四级,第五级,*,1,1,2, IATF于2016年11月1日发布了新版（第五版）IATF 16949认证方案及认可规则。, 关于IATF16949的实施，把相关要求称为“规则”，包括认证机构认可准则、认证机构审核过程、认证机构审核员资质, 以及IATF16949证书等。这些要求与附件对IATF认可的进行IATF16949认证方案的认证机构具有约束力。, 因此，任何需要进行IATF16949认证的客户应理 解此类要求和附件。, 区别于第四版认可规则，主要17个变化点.,IATF 16949,认可规则,2,3, 1,、,OEM,主机厂客户指定的附件供应商现在有资格获得,IATF16949,认证（规则,1.0,）,根据,OEM,规格制造，和由,OEM,采购或放 行；,机械连接或电子连接到车辆；,安装在车辆或动力传动系统之前或之后， 交付给最终客户。,理由：,IATF,成员认为重要的是要改变认证资格要求以允许附件供应商拥有他们的质量管理体系第三方认证。,IATF 16949,认可规则,3,4, 2,、需要进行,IATF16949,（或,ISO / TS16949,）第三方认证的生产地点，审核范围必须包括所有汽车客户（规则,1.0,）,例如，如果某个公司的客户是通用汽车（需要第三方认证）和本田（不要求），那么为,GM,和本田生产的汽车产品都将被包括在审核中。,理由：需要根据从各组织和认证机构收到的问题进行澄清，这一直是规则的意图，但没有明确说明。,IATF 16949,认可规则,4,5, 3,、认证机构与客户的法律上可执行的协议（合同）现在必须包括允许合同延长，直到完成转换到新认证机构的所有活动（规 则,3.1,）,新的认证机构应建议其客户通知前一个认证机构其转换认证机构的意图（规则,7.1,）；,客户应通知其现有认证机构其转换到新的,IATF,认可的认证机构的意图（规则,3.2,）。,IATF 16949,认可规则,5,6, 4,、以前的认证机构不得在转认证机构过程 完成之前利用转认证机构通知作为暂停或取消客户证书的理由（规则,7.1,）,必须是有效的延期合同（规则,3.1,）；,如果没有，上一个认证机构可以暂停、取消或撤销证书。,理由：新要求加强并确保两个认证机构之间发生有效转移。以前认证机构有时在新认证机构颁发新证书之前取消现有证书，这将影响组织与客户间的状态。,IATF 16949,认可规则,6,7, 5,、成为新的,IATF,审核员所需的实践经验年数已经减少（规则,4.2,）,从：六（,6,）在过去十（,10,）年；,到：四（,4,）在过去十（,10,）年。,理由：,IATF,认识到，新的审核员候选人被拒绝进入资格认证过程，由于他们在过去十年没有六年的全职实践工作经验（在满足,ISO/TS16949,适用范围的组织）。,IATF,认为四年的实践经验，已对汽车制造行行业有足够的知识和理解，可以成为,IATF,审核员。,IATF 16949,认可规则,7,8, 6,、以前有资质的第三方,IATF16949,审核员（或,ISO / TS16949,审核员）可以重新申请成为新的审核员（规则,4.2.1,）,如果他们的资格在申请日期前的,36,个月内被停 用；,如果停用是由于无法实现所需的,ADP,结果或无 法完成最低审核,/,审核日要求。,理由：,IATF,承认有些情况下停用合格的审核员。以前他们不满足过去十年中的六年实际工作经验，并且无法重新申请新的审核员。,IATF 16949,认可规则,8,9, 7,、,IATF,合格审核员需要将其持续个人发展（,CPD,）小时,/,记录记录在,ADP,的集中在线存储库中（规则,4.5.2,）,所有认证机构都可以访问其签约审核员的,CPD,记录；,不需要每个认证机构请求和保留,CPD,记录；,证据可以上传。,理由：新要求基于从,2016,年的试运行获得的积极反馈。,IATF,决定，这是强制性的要求每个审核员使用。,IATF 16949,认可规则,9,10, 8,、客户应提交场地和所有相关支持场所的员工人数，作为审核计划输入的一部分（规则,5.7.1a,）,理由：,IATF,认为，认证机构在制定审核计划阶段收到最新的员工人数至关重要，因此他们有足够的时间对审核人天进行必要的调整，以防审核人天数的增加或减少（见规则,5.2q,）。,IATF 16949,认可规则,10,11, 9,、取消由于确定严重不合格而终止审核（规则,5.9,）,这意味着初始、监督、再认证、转移或特殊审核不应被终止！,但是，可能有必要因其他原因（如紧急情况，自然灾害等）终止审核。,理由：,IATF,认为，每个审核结果都应显示客户符合或不符合要求的程度。但是第,4,版规则允许在确定严重不合格时终止审核。,IATF 16949,认可规则,11,12, 10,、认证机构的最终审核报告应包括与被审核的其他地点和,/,或远程支持场所的支持流程的接口关系的书面描述（规则,5.10f,）,理由：这一澄清强化了书面报告可帮助大家了解相互作用（接口关系）在哪里被审核。有详细的书面描述有助于那些不进行审核的，和确保证书准确性。,IATF 16949,认可规则,12,13, 11,、将现有规则,5.11,（不合格管理）分为如下五 （,5,）小节：,客户对重大不符合项的责任；,客户对轻微不符合的责任；,认证机构责任；,主要不合格的现场验证；,轻微不符合的现场验证；,对要求没有更改。,理由：新的条款改进了不合格管理过程的结构，使其更容易遵循。,IATF 16949,认可规则,13,14, 12,、删减了要求客户在监督审核（规则,6.7,）和重新认证（规则,6.8,）审核末次会议后二十（,20,）天内实施更正的冗余要求,理由：这项要求已经被包含在取消认证（暂停）规则里（规则,8.1/ 8.2,）,IATF 16949,认可规则,14,15, 13,、纳入,IATF,数据库进行半自动化转移检查。这改变了规则,7.1.1,的设计 还增加了认证机构或客户如果未能在开始转移审核之前完成所有必需的活动，将导致初次认证审核。,理由：将转移要求从手动执行确认到半自动检查分开是很重要的。还希望能确保在不满足所有转移活动要求时的后果是明确的。,IATF 16949,认可规则,15,16, 14,、调整特殊审核的结构（规则,7.2,），以显示使用项目符号法进行特殊审核的原因清单, 15,、取消终止特殊审核的能力, 16,、澄清支持场所的特殊审核没有输入,IATF,数据库,理由：对,7.2,（特殊审核）做了修改，以帮助改进结构，取消终止特殊审核的能力，并且澄清目的。,IATF 16949,认可规则,16,17, 17,、由于,IATFOEM,的特殊状态条件而取消认证（暂停）时，认证机构需要进行特殊的现场验证审核,理由：,IATF,希望确保认证机构进入,IATF,数据库，进行现场特殊审核以调查,IATFOEM,特殊状态条件。,IATF 16949,认可规则,17,18,此要求是当前的实际做法，但之前未记录为规则第,4,版中的要求。,IATF 16949,认可规则,18,Rules 4th,Edition of,TS 16969,第四版认可规则,19,19,ISO/TS16949,第四版,(4.0,版,),认可规则于,2014,年,4,月,1,日全面生效,第四版相对于第三版最大的变化在于：,1.,支持场所职能的定义,;,2.,取消延伸场所的概念，所有场所都必须单独取证,;,3.,允许在一个企业如果汽车产品线具有完全独立的场所、人员和设备，可以申请独立认证，但应经提前三个月向,IATF,下属办公室申请，并由审核员现场进行一阶段判定符合要求后实施。,20,国际汽车推动组,IATF,为了加强,TS16949,的价值和可信度，提升认证标准，特发布了,TS16949,认可规则第四版，相对第三版认证规则此次变更内容更多，要求更严，主要变化点及说明如下：,1),第四版认可规则的使命,a),增强,TS16949,认证的价值和可信性,提高门槛,;,b),强化监督认证机构签约办公室的,TS16949,认证活动,增强高层领导介入,;,c),强调认证机构否决权和认证决定活动的重要性,;,d),关注认证机构、客户和顾客的业绩,;,e),吸取第三版认可规则的经验教训，增强,IATF,成员和监督办公室间的理解和一致性，从而减少变差 。,21,2),发布第四版认可规则的起因,a),第三版任何规则在执行上存在明显的变差。第三版认可规则在,2008,年,10,月,1,日发布。不同认证机构、审核员、甚至监督办公室间有着明显的解释和执行变差。经常需要进行澄清,/,补救。共发布了,22,条认可解释、,16,条常见问题问答。大量的偏差申请更增加了各认证机构和监督办公室间的变差。,b),顾客的期望在变化。汽车供应渠道的变化引人注目，供应商面对全球竞争和经济挑战，全球化带来强劲的变革。同时,主要相关方期待,TS 16949,带来更多。符合标准只是基本要求，,TS16949,认证必须与好的或不断改善的供应商业绩相对应，期待着业绩不好的供应商将不会通过,TS16949,认证,3),第四版认可规则的两个期望的结果,a),供货业绩与,TS16949,认证相互映证,;,b),打消“谁都可获证”的观念。,22,4),与第三版认可规则的主要变化,a),增强认证机构签约办公室作用和职责,;,认证机构管理评审要求更加规范,;,完善认证机构内部体系审核和见证审核要求,使其更有意义和价值,;,b),审核策划、现场审核实施及审核报告要求更加规范,增值于认证机构、 客户及,IATF;,客户在审核前必须提供所要求的资料,;,审核员在现场审核前完成客户资料的评审和审核计划策划,;,现场审核首次会议前，审核员验证当前顾客和内部绩效数据，以及当前在线顾客报告和,/,或顾客记分卡,;,审核计划应识别每个待审核制造过程的特定名称和班次，以及顾客特殊要求,;,c),第四版认可规则始终强调对顾客的业绩,;,d),提升对制造过程审核的重要性,审核更加规范,;,e),取消制造现场延伸场所,;,f),恢复“汽车专属区域”，但调整了条件,;,g),不符合管理更加规范,增加新的重点和要求,;,h),证书暂停决定和要求更加规范。,第四版认可规则将于,2014,年,4,月,1,日全面生效。全面生效意味着所有第四版认可规则要求从,2014,年,4,月,1,日开始得以满足，没有实施的偏差放行。,23,Rules 4th,Edition,第四版认可规则,24,24,Rules 3rd was released on 1st October 2008,第三版认可规则在,2008,年十月一日发布,Differences in interpretation and execution have been evident across Certification Bodies, Auditors, and even Oversights,不同认证机构,审核员,甚至监督办公室间有着明显的解释和执行差异,Clarification / Remediation was often required,经常需要进行澄清,/,补救,22 Sanctioned Interpretations were issued,发布了,22,条认可解释,16 Frequently Asked Questions,发布了,16,条常见问题问答,A significant number of waivers were granted to Certification Bodies which added to the variation among CBs and Oversights,大量的偏差申请更增加了各认证机构和监督办公室间的变差,25,25,Feedback from CBs and Auditors,来自认证机构和审核员的反馈,Oversight A is tougher / more strict than Oversight B,监督办公室,A,比监督办公室,B,严厉,/,更严格,After a merger/acquisition, when the acquired CB was previously with Oversight A they were able to do things a certain way. Now that theyre part of another CB and linked to a different Oversight, theyre no longer allowed to operate in the same manner.,认证机构并购后新的监督办公室不允许原先监督办公室认可的一些做法,Observations within IATF and Oversight,来自,IATF,及监督办公室的观察结果,Differences in Rules 3rd interpretations among Oversights and IATF members, i.e., shift auditing of manufacturing processes,不同,监督办公室和,IATF,成员间对第三版认可规则的不同解释,如,对制造过程不同班次的审核,26,26,The Automotive Supply Base has changed dramatically,汽车供应渠道的变化引人注目,Suppliers have responded to global competition and significant economic challenges,供应商面对全球竞争和经济挑战,The global footprint reflects the dynamic changes,全球化带来强劲的变革,TS certificate growth has been largely in Asia Pacific which now accounts for almost two-thirds of the TS market, with China accounting for over one-third of the global TS market,亚太地区的,TS,证书量强劲增长约占总量的三分之二,中国的,TS,证书量已占到三分之一,In response, Key Stakeholders expect more from TS 16949,同时,主要股东们期待,TS16949,带来更多,Compliance to the Standard is a requirement. its become the price of entry,符合标准是基本要求,是市场进入的代价,TS Certification must equate to Good or Improving Supplier Performance,TS,认证必须与好的或不断改善的供应商业绩相对应,Expectations are that poor performing Suppliers should not be TS Certified,期待着业绩不好的供应商将不会通过,TS,认证,-,27,27,TS Stakeholders often ask:,TS,股东们经常询问,:,How can a Supplier with a TS compliant Quality Management System be a poor performing supplier?,为什么通过,TS,质量管理体系认证的供应商业绩如此差,?,Isnt part of the TS Certification process supposed to assess the,effectiveness,of the Suppliers Quality Management System?,TS,认证过程中是否应该评估了供应商质量管理体系的,有效性,?,How does a Suppliers performance to the Customer weigh into the evaluation of the Suppliers Quality Management System effectiveness?,在评估供应商质量管理体系有效性时如何权衡供应商对顾客的业绩,?,Have you ever had to answer the question,你是否回答过这个问题,“How did this Supplier get TS Certified?”,“,这家供应商如何通过的,TS,认证,?”,-,28,28,“Does Everyone Get Certified?”,“,是否谁都可以获得认证,?”,-,29,29,The mission of Rules 4th is to add value and strengthen the credibility in TS Certification,第四版认可规则的使命就是提升价值,增强,TS,认证可信性,Rules 4th requires stronger oversight of TS Certification activity by CB Contracted Offices and increased engagement of top CB leaders,强化监督认证机构签约办公室的,TS,认证活动,增强高层领导介入,Rules 4th emphasizes the importance of the CBs Veto Power and Certificate Decision Activities,强调,CB,否决权和认证决定活动的重要性,The focus on CB, Client, and Customer Performance is strengthened,关注认证机构,客户,和顾客的业绩,Variation is reduced,减少变异,:,Rules 3rd lessons learned have been applied,吸取了第三版认可规则的经验教训,Increased understanding and alignment among IATF members and Oversight,增强了,IATF,成员和监督办公室间的理解和一致性,-,30,30,Roles & Responsibilities of the CB Contracted Office have been strengthened,增强,CB,签约办公室作用和职责,Management Review requirements are much more prescriptive,管理评审要求更加规范,Improved requirements for the CBs Internal System Audit and Witness Audit processes make them more meaningful and value added,完善,CB,内部体系审核和见证审核要求,使其更有意义和价值,Audit Planning, On-site Audit Execution, and Audit Report requirements are more prescriptive and more value added to CBs, Clients and the IATF,审核策划,现场审核实施及审核报告要求更加规范,增值于,CB,客户及,IATF,Performance to the Customer is emphasized throughout Rules 4th,始终强调对顾客的业绩,-,31,31,T,he importance of au,diting of the Manufacturing Process has been raised and is much more prescriptive,提升对制造过程审核的重要性,审核更加规范,Manufacturing Site Extensions are eliminated,取消制造现场延伸场所,Nonconformity Management is more prescriptive with additional emphasis and requirements,不符合管理更加规范,增加新的重点和要求,Suspension decisions and the requirements associated with them are more prescriptive,暂停决定和要求更加规范,-,32,32,Rules 4th puts emphasis on the quality of TS Certification activity (execution and results).,第四版认可规则强调,TS,认证活动,(,执行及结果,),的质量,“What is measured gets done!”,“,落实各项测量,!”,Rules 4th focuses all Stakeholders on performance measurement, and how it affects results.,第四版认可规则关注所有股东对业绩的测量,以及如何影响相关结果,How did it influence the Audit Plan?,如何影响审核计划,?,How did it impact the Execution of the Audit Plan?,如何影响审核计划的执行,?,How did it affect the Veto Power / Certificate Decision?,如何影响否决权,/,认证决定,?,-,33,33,Two expected outcomes:,两个期望的结果,:,Supply Base performance and TS Certification are aligned,供货业绩与,TS,认证相互映证,Eliminate the perception that “Everyone gets a Certificate”,打消”谁都可获证”的观念,-,34,34,Rules 4th becomes fully effective on April 1, 2014,第四版认可规则于二零一四年四月一日全面生效,What does this mean?,全面生效意味着,:,Everyone trained,全员培训完成,All Processes & Procedures updated and implemented,全部过程和程序更新完成并被实施,All Rules 4th Requirements met beginning April 1,所有第四版认可规则要求从四月一日开始得以满足,No implementation waivers,没有实施的偏离放弃,-,35,35,Rules 4th Auditor Training & Testing,第四版认可规则审核员培训和考试,-,36,New Requirements and Clarifications,For Auditor Training & Testing,审核员培训和考试的新要求及说明,Cherie Reiche IAOB Oversight office,36,Proctored ADP testing will continue through 20 December 2013,监考,ADP,考试继续开放到,2013,年,12,月,20,日,(,参见,reference CB Communiqu 2013-007),In 2013, we utilized these venues and will add as required in 2014 (starting May 2014 onward),2013,年我们采用了如下考试地点, 2014,年将根据需要做相应增加,(,五月开始,):,-,37,37,38,2013 Proctored ADP sessions,2013,监考,ADP,课程情况,38,Per CB Communiqu 2013-007, the IATF will temporarily suspend the,proctored assessment testing only,for existing credentialed auditors (requalification process) from 21 December 2013 through 30 April 2014.,根据,CB,公告,2013-007, IATF,将从,2013,年,12,月,21,日至,2014,年,4,月,30,日临时暂停针对现行审核员,(,再确认过程,),的,监督评估考试,The temporary suspension of proctored assessments includes existing auditor retake testing as well.,包括补考的审核员,Auditors impacted by the proctored assessment testing suspension will be granted an automatic credential extension of 5 months from their existing expiry date.,受影响的审核员将自动获得,5,个月的延期,Note: Auditors are still allowed and encouraged to undertake training development by utilizing the IATF ADP training modules during this time period.,注,:,该期间仍可进入,ADP,培训模块,.,-,39,39,Examples of credential extensions for existing credentialed auditors impacted by the 21 December 2013 30 April 2014 suspension of proctored assessment testing:,受影响审核员有效期延长的示例,:,Auditors are encouraged, as always, to test at least a month or two before their expiry date to allow for retake opportunities.,审核员均需在资格有效期到期前至少一二个月参加考试以便预留补考的机会,.,-,40,Auditor Name,Current Expiry Date,Revised Expiry Date,Auditor No. 1,12 January 2014,12 June 2014,Auditor No. 2,18 February 2014,18 July 2014,Auditor No. 3,28 April 2014,28 September 2014,5 months,40,41,Existing ADP materials revised,现行,ADP,教材修订,Translation of modifications to existing and new ADP materials; Provide auditor extensions as required,翻译修订的和新的,ADP,教材,确定审核员资格延期,Rules 4 module development,模快开发,Launch Rules 4 modules,发布规则四模块,2013,May Jun Jul Aug Sept Oct Nov Dec,2014,Jan Feb Mar Apr May,Translation Rules 4 module,模快翻译,New Auditor materials revised,新审核员教材修订,Translation New Auditor material revisions,翻译新教材,New Auditor training and assessments begin,January 2014,2014,年,1,月开始新审核员培训和评估,Launch modified materials on live ADP production site,在,ADP,网络发布修订的教材,#1,#2,#3,Active auditors in the ADP as of 31 December 2013 must complete the training and initial 1,st,take of the Quiz by 31 March 2014.,2013,年,12,月,31,日前有效的审核员必须在,2014,年,3,月,31,日前完成培训和测验,41,Available mid-January 2014 on the IATF ADP:,2014,年,1,月中旬就可进入,IATF ADP,系统,:,Email blast will be sent to the active IATF ADP auditors and non-auditor CB Veto Powers once the modules are open as a courtesy reminder,一旦模块完成,现行,IATF ADP,审核员及非审核员资格的否决权人员都将收到提醒邮件,There is,NO,cost to the auditor(s) or CB(s) for this training and quiz development opportunity,此项培训和测验,没有,费用要求,-,42,42,All active auditors(and non-auditor CB Veto Powers) in the IATF ADP (as of 31 December 2013) are required to take,both,the training and quiz modules by 31 March 2014 (initial take of both modules),所有,IATF ADP,有效审核员,(,按,2013,年,12,月,31,日计算,),都需要在,2014,年,3,月,31,日前,(,首次,),完成培训和测验模块,Those auditors are required to achieve “pass” status on the quiz (which is 80% or above) by 30 June 2014,审核员需要在,2014,年,6,月,30,日前达到测验”通过”状态,(80%,及以上,),Quiz has 3 additional retake opportunities (after the initial take),测验有,3,次补考机会,(,首次测验之后,),Quiz is,unproctored, open book, and can be stopped and started over multiple days,测验为,不监考,开卷,可在多天内停止和开始,If a person fails to successfully pass the quiz (after exhausting the initial and 3 additional retake opportunities), the auditors credentials are subject to deactivation,如果最终不能成功通过测验,资格将被取消,.,-,43,43,Auditors (and non-auditor CB veto Powers) entering the IATF ADP (once sponsored by a CB) anytime,AFTER,31 December 2013 will have 3 months after being sponsored in the ADP to complete the Rules 4 training and quiz modules (this is their initial take deadline for both modules).,在,2013,年,12,月,31,日,后,(,经,CB,推荐,),进入,IATF ADP,的审核员,(,及非审核员资格的,CB,否决权,),将有,3,个月的时间来完成规则四的培训和测验模块,(,首次完成这两个模块的截止时间,),After a person has completed the initial take of both modules, then within 3 months from that date they will be required to achieve “pass” status on the quiz (including all retakes),在首次完成这两个模块后,在后续三个月之内需要达到测验”通过”状态,(,包括所有补考,).,Those who do not complete the training and quiz modules within the defined timing are subject to deactivation,在规定时间内无法完成培训和测验模块的人员将会被取消资格,.,-,44,44,Example Timing for auditors sponsored in the IATF ADP,after,31 December 2013 ,2013,年,12,月,31,日后,IATF ADP,对审核员的时间要求示例,-,45,Auditor Name:,Auditor Enters ADP (Entry Fee Paid):,Initial (1,st,) take of Training / Quiz Modules Due:,Required to Achieve Pass on Quiz by:,Auditor No. 1,5 June 2014,5 September 2014,5 December 2014,Auditor No. 2,3 September 2014,3 December 2014,3 March 2015,Auditor No. 3,8 November 2014,8 February 2015,8 May 2015,3 months,3 months,45,Continual personal development (CPD) credit,CPD,小时积分计算,The Rules 4,th,training module and Rules 4,th,quiz module combined are worth six (6) hours of structured CPD,规则四培训和测验模块一起可计算六小时的结构化,CPD,Once the initial take credit is given, no additional hours can be claimed for retaking the Rules 4,th,training module or quiz module,初次积分计算后,补考小时不再计算,Counting these approved structured CPD hours for multiple years is,not,allowed,不,允许跨年计算,-,46,46,Due to Rules 4,th,material revisions, the IATF has temporarily suspended the face-to-face training,and,testing for new auditor candidates (initial qualification process) from end of September 2013 through early January 2014.,由于规则四教材修订, IATF,从,2013,年,9,月底至,2014,年,1,月初暂停了对新审核员候选人,(,初次资格认可过程,),的面对面培训和考试,The temporary suspension of testing includes new auditor retakes as well.,暂停也同时针对新审核员的补考,.,Face-to-face training and testing for new auditor candidates (initial qualification process) will be available in early January 2014.,针对新审核员,(,初次资格认可过程,),的面对面培训和考试于,2014,年,1,月上旬开始,Note: Due to translation work, some languages will not be available until the end of February 2014.,注,:,由于翻译工作量,有些语种的培训将会到,2014,年,2,月底才能开始,.,-,47,47,Revised materials available mid-May 2014 on the IATF ADP:,修订教材于,2014,年五月中旬在,IATF ADP,可用,:,Email blast will be sent to the active IATF ADP auditors and non-auditor CB Veto Powers once the revised modules are open informing auditors to take these 2 revised modules by 31 December 2014,一旦这两个模块修订完成,现行,IATF ADP,审核员及非审核员资格的否决权人员都将收到提醒邮件以通知审核员在,2014,年,12,月,31,日前完成培训,Again, there is,NO,cost to the auditor(s) or CB(s) for this additional re-training opportunity,同样,此项培训,没有,费用要求,-,48,48,Continual personal development (CPD) credit,CPD,小时积分,As previously defined in Rules FAQ 4, CPD credit is allowed for these training modules,如规则,FAQ4,此项培训可获,CPD,积分,The NC Management training module takes 4 hours to complete, thus is worth 4 hours of structured CPD,不符合管理需,4,小时培训,计,4CPD,小时,The Process Approach training module takes 6 hours to complete, thus is worth 6 hours of structured CPD,过程方法需,6,小时培训,计,6CPD,小时,Once the training module retake credits are given, no additional hours can be claimed for these two modules,重新培训不计积分,Counting these approved structured CPD hours for multiple years is,not,allowed,不,允许跨年计算,.,-,49,49,Rules 4th edition,Foreword / Introduction,第四版认可规则,前言,/,引言,-,50,New Requirements and Clarifications,to Rules 4th edition,第四版规则新要求及澄清事项,50,-,51,Summary of the changes,:,变化部分概要,:,Version dates of cited standards have been removed,throughout the Rules 4th Edition,规则四中全面去掉了标准引用的版本年份,51,-,52,Public information about the validity of IATF recognized,certificates can be found in,有关,IATF,认可证书的有效性的公共信息可查询网站,Rationale,更改原因,:,To provide a link to the IATF website where any user can check,the validity of an ISO/TS 16949 certificate.,The user needs to have the IATF number to check certificate,validity. The website will only display the companys name, city,and country, and if the certificate is valid or not.,提供,IATF,网址链接,所有用户都可检查,ISO/TS16949,证书的有效性,.,用户需要知道,IATF,证书编号来检查证书有效性,.,网站将只显示公司名称,所在城市和国家,以及证书是否有效,.,52,-,53,In exceptional cases where a certification body cannot meet a,specific requirement of the Rules, the certification body shall,submit a waiver request form to the relevant IATF Oversight,office. As applicable, the details of the waiver (i.e. waiver,number, approval date, and approval comments) shall be,entered in the IATF database.,在特殊情况下，如果认证机构无法满足规则的特定要求，该认证机构应向相关,IATF,监督办公室提交一份弃权申请书。如果适用，弃权详情（如：弃权编号、批准日期、审批意见等）应录入,IATF,数据库。,Rationale,更改原因,:,Removed the duplication of individual sentences in Rules 3,rd,Edition and,created the above paragraph to cover all of Rules,4th Edition. Added a new,requirement for the details about Waiver,去掉了在规则三中单个句子的重复而在规则四中用上面的段落覆盖所有,相关要求,.,增加了具体针对弃权的要求,.,Foreword and Introduction,前言和引言,53,-,54,Complaints related to the IATF certification scheme coming,from a certification body or auditor must be submitted to the,relevant Oversight office.,认证机构或审核员对,IATF,认证方案的投诉必须提交给相关监督办公室,Rationale,更改原因,:,Oversight office requires official record of CB/auditor complaints.,Requests coming from auditors to know where to address,complaints.,监督办公室需要正式记录,CB/,审核员投诉,.,审核员想知道何处处理投诉,.,Foreword and Introduction,前言和引言,54,-,55,REMOVED:,删除了,:,In order to be consistent with ISO/IEC 17021:2006, the term,“client” replaces the ter