供应商审核报告

-供 应 商 审 核 报 告 SUPPLIER AUDIT REPORT首次评审【Initial Survey】 跟踪评审【Follow-up Survey】 定期评审【Regular Survey】协力厂商Supplier联 系 人Contact地 址Address电 话Tel0主要产品modity评鉴日期Audit Date评鉴人员Auditor分 数Score评 鉴 评 分 标 准Audit point Evaluation Scale0供给商不熟悉必要的工作事项,且没有建立相关的文件流程图、未来规划、方案、程序文件策略等Supplier is not familiar with the requirements of the element and has no relevant source documentation (flow charts, forecasts, plans, procedures, strategies, etc.) in the area.1供给商熟悉必要的工作事项,但是没有来源文件, 方案和执行来佐证.Supplier is familiar with the requirements of the element but there is no evidence of source documentation, planning or implementation.2供给商熟悉必要的工作事情, 有初步的来源文件但执行上不够完善.Supplier is familiar with the requirements of the element and has preliminary source documentation with inplete plans for implementation.3文件是可用的并且有被执行,但是文件内容不全面，还需改良.Source documentation is available and implementation is in progress. Deficiencies have been identified but improvements are not quantifiable.4完全有按照文件执行,并且执行效果有完整的佐证资料,供给商已经到达了最低要求.Full implementation of source documentation for the requirement and plete confirmed evidence of implementation effectiveness. The supplier has met minimum requirements. 5供给商评为最好的,且能够通过新的途径证明有重大意义的创新,展现相应的成效远超过客户的需求,供给商树立工业基准. Supplier is best-in-class and is able to demonstrate significant innovation in new ways to show relevant results beyond the customer requirements. The supplier sets the industry benchmark.N/A不适用。Not applicability.1.0评鉴工程Assessment checklistAudit SectionElementPossible PointsSupplier PointsSupplier %Sunwoda PointsSunwoda %1进料/制程/成品出货品质控制Ining/In-process/Out-going/Quality Control1302检验与测试仪器管理Inspection & Testing Equipment Management353训练Training204工程设计/新产品控制/工程变更Engineer Design/New Product Control/Engineering Change305设备/工具/夹具/治具管理Equipment/Tooling/Jigs/Fi*tures Management306供给商管理(Supplier Management457仓储管理Warehouse Management308环境系统Environment System Assessment309社会责任Society Responsibility30总分Total Score380根据评审结果，供给商 被评定为Audit Report Summary:Based on survey, Supplier ( ) is remended for 良好 (各局部得分75% ，总分85%)E*cellent (All sections75%,Total85%) 符合要求 (各局部得分60% ，总分70%)Meet Requirement (All sections60%,Total70%)不符合要求 (其中之一工程得分60%，或总分70%)Non-conformity (All sections60%,Total70%)审核签名Check by the Dept. supervisorSQE主管签名日期SQE Supervisor Sign：Date：PUR主管签名日期PUR Supervisor Sign： Date：R&D主管签名日期R&D Supervisor Sign： Date：供给商代表Supplier Representative签名日期Signature：Date：最终批准Finally Approved品质总监日期QualityDirectorDate ：1进料/制程/成品出货品质控制 (SQE负责)Ining/In-process/Out-going/Quality Control序号 容总分值供给商欣旺达备 注1是否有组织架构图及明朗的工作职责表Is there organization structure and list of working responsibility52是否有独立的品质检验部门和品质保证部门 Is there independent inspection department and quality assurance department53客供物料检验及不合格品处理是否有独立的文件支持 Is there independent file to sustain inspecting material supplied by customer and dealing with non-conforming goods54是否有适当的进料检验作业程序及流程Are there proper operating procedure and flow of ining inspection55不同的物料是否依据相制订的检验标准检验标准中是否有规定相对应之检验工具 Is different material inspected according to corresponding inspection scale Is there corresponding inspecting tools regulated in inspection scale56检验员是否按工程图和检验标准执行,并实际记录检验结果 Dose inspector perform according to engineering charts and inspection scale, and the results of inspection in facts57进料检验状态及检验结果是否有清晰的标识，不合格品有否被隔离 Is there clear mark in ining material inspection state and result Is the non-conforming goods separated58进料检验不合格时是否发出CAR书面通知供给商进展对策回复及时效Is the CAR writing notice sent out to supplier to reply for countermeasure59是否制定进料检验品质目标如何执行、统计分析 Has the quality aim of ining inspection been brought out How to perform and sat analysis510针对未达品质目标时如何处理是否成立CIP专案小组进展持续改善How to deal when not arrive at the aim Do the CIP special group make up to keep on improving511是否有制程作业管制程序作业流程图或QC(Quality Control)图并有效执行Is there IP operation management procedure Perform operation flow or QC charts availably512是否有制程检验程序IPQC作业是否依据程序执行并记录 (如首件确认、检验频率、工具、工程等) Is there IP inspection procedure Is the IPQC working performance according to procedure (such as initial product guarantee inspection frequency, tool, section, etc)513现场是否放置SOP,SIP以便于作业员操作,且均按SOP工程执行Do the SOP and SIP place in locale for operator to operate, and perform according to SOP section 514特殊工位操作员是否有上岗资格培训Dose the special post operator have qualification training of going to work515每日使用检验工具之前进展准确性检测并记录检测工具不准确时有否追溯之前检测之产品Do inspect accuracy and record before using inspecting tool everyday Do carry up initial inspected product when inspecting tool is inaccuracy516制程中不同检验状态的产品是否有清晰的标识Do different inspecting product has clear mark during inspecting process517是否有制程不合格品管制流程不合格之可追溯性与标示状况Is there management flow for disquality product of inspecting process Disquality product is carried up and marked518是否对制程不合格品提出矫正预防措施Do suggest out remedy and prevent measurements for disquality product of Inspecting process519返修、返工是否有作业流程Do reservice and reprocess goods have operation flow520返修、返工的详细情况和复检结果是否形成文件 Do specific case and re-inspection result of reservice and reprocess bring into file521是否有出货品质管制检验标准并依此检验标准执行 Is there inspection scale of out-going quality control And perform this scale522是否针对客户要求做相应之检验及测试Do corresponding inspecting and testing for customer requirements523针对出货包装是否有做查核Check for out-going package524出货前不合格品处理流程、标示、确认Is there dealing flow, mark and confirm of disquality before out-going525客户抱怨处理流程及矫正预防措施的实施回复时效 Is there dealing flow of customer plaint, remedy and prevent and availability of reply526客户退货处理流程及矫正预防动作Is there dealing flow of customer rejection and action of remedy and prevent5总 分 Total score130Signature: 2检验与测试仪器管理 SQE负责Inspection & Testing Equipment Management序号 容总分值供给商欣旺达备 注1是否有适当的程序支持仪校室管理There is proper procedure to sustain management of equipment-checking room52是否建立仪校室仪器清单，对使用仪器加以管制(如购进时间、保存地点、保管人员、校正周期等)Establish list of apparatus in equipment-checking room and manage the using apparatus(such as purchase time, save place, keeper and check cycle etc)53是否制定实验仪器校正周期和保养方案 Make out check cycle of testing apparatus and protection plan 54仪校室是否进展温湿度管制并做记录 Equipment-checking room carry out management of the temperature and humility, and make record55是否建立仪校室紧急应变措施程序 Establish measurement procedure of emergency for equipment-checking room56检验仪器/设备校正是否参照相应的国家或国际标准Inspecting equipment/instrument checking is performed according to homeland or international standard57检验仪器/设备是否有校正具有唯一的标识校正是否有相应的校正记录 Inspecting equipment/instrument checking has the only check mark There is corresponding checking record when checking5总 分 Total score35Signature: 3训练 SQE负责Training序号 容总分值供给商欣旺达备 注1是否制订公司年度培训方案,并按此执行培训方案是否按公司不同职位、工种进展分类培训 Make out crop annual training plan And perform this Training plans go on classified training by different position, working type52新进员工是否有做相应培训 (如公司简介、公司行政标准、品质系统的宣导)New worker have taken corresponding training (such as brief introduction of crop, administration scale and declaration of quality system)53当作业标准、操作手法、工程变更时是否对操作员进展培训 Operator have taken training when operation scale, operation methods or engineer changed54培训考核是否有效训练记录是否有效保存 Training e*amination is available Training record is saved availably5总 分 Total score20Signature: 4工程设计/新产品控制/工程变更 工程负责Engineer Design/New Product Control/Engineering Change序号 容总分值供给商欣旺达备 注1是否建立新产品设计开发程序以保证产品在每一个阶段的验证 Establish new product design development procedure to guarantee inspection of product in each phase52新产品转移工程包括内容(如工程图面、操作作业指导书、CP、FMEA等)Shifting have items of new product include contents (Such as engineering picture, operation working conduction book, CP and FMEA etc)53是否有工程变更程序ECR& E是否明示变更时效、处理方式等There is procedure of engineer change ECR &E indicated availability of changing and dealing method54是否有文件流程保证各部门所使用的文件及工程资料为最新版本且有效控制There is file flow to guarantee that files of each department using and engineer data are new version and controlled available55当工程变更时，相应之CP、FMEA、SOP是否有做适当修正 The corresponding CP、FMEA and SOP are properly amended when engineer changed56是否保存客户原始样品及资料(包括电子档案、原始信息、客户成认书、图面等),如何建档保存Remain initial sample and data of customer (including electronic file, initial message, customer acknowledgment and picture etc),How to establish file to save5总 分 Total score30Signature: 5设备/工具/夹具/治具管理 工程负责Equipment/Tooling/Jigs/Fi*tures Management序号 容总分值供给商欣旺达备 注1是否制定设备保养程序并制订定期保养方案设备是否做日常点检，并有效记录点检工程设备、模具等发生异常处理流程 Establish protection procedure of equipment and protection plan in scheduled time Take a check of equipment daily and record items of checking efficiently Dealing flow about abnormal case of equipment, mould and etc52是否制定对工具/夹具/治具/模具等保养管理方法Ways of protection management of tool/jigs/fi*tures/mould53设备、模具、治具使用前是否由品管及相关部门进展确认After approved by relevant quality control department, equipment, mould and jigs can be used54是否对工、模具进展使用次数统计Make a sat. times of using tools and mould55是否有效保存维修、保养记录表Save record chart of reparation and protection in effect 56工,治夹具是否有防护作用 Tools, jigs and fi*tures have action of protection5总 分 Total score30Signature: 6供给商管理 采购负责(Supplier Management)序号 容总分值供给商欣旺达备 注1采购系统是否建立产品报价是否及时有效 Establish purchase system Quote of price is available52物控系统是否建立有无制定采购方案 Establish material control Make out purchase plan53贵公司供给商价格是否具有竞争力 Price supplied of your crop has petition54同种材料是否有多家合格供给商 The same materials are supplied by many suppliers55是否具有完整的采购价降方案 There is plete plan of purchase reducing price56原物料的供给周期是否正常Supplying cycle of original material is normal57生产设备是否齐全 Production equipment is all ready58是否有正常的生产方案排程及紧急应变方法 There is schedule of normal production plan and method of emergency59是否具有完整的售后效劳体制 There is the whole system of after sales service5总 分 Total score45Signature: 7 仓储管理 采购负责Warehouse Management序号 容总分值供给商欣旺达备 注1仓库是否有明确区分良品/不良品及各种物料存放区域 Do the storage distinguish between good product and bad product, and storing area of different materials52对于库存材料是否有一个管制期限的管理方法来保证物料在有效期限内 Is there method of management period to guarantee storing material in availability53仓库物料是否明显标示品名、规格、数量、厂商等 Warehouse material is clearly marked product name, specification, quantity and manufacturer etc54仓库是否有先进先出作业流程如何执行先进先出的作业 Do the storage hold operation flow for first in-ing or out-going How to perform this operation flow55退回仓库之物料是否经QC确认Material returned to warehouse is approved by QC56危险品是否建立独立的仓库,并有文件支持 Establish independent storage for dangerous goods, and have file to sustain5总 分 Total score30Signature: 8环境系统 采购负责Environment System Assessment序号 容总分值供给商欣旺达备 注1供给商是否已经通过 ISO 14001的认证 最近的稽核日期是哪一天由哪一家认证机构来稽核Is the supplier ISO 14001 certified What is the date of the last audit and what was the auditing organization 52近3年内企业是否发生过严重的环境事故、投诉或环保部门的处分？Have the supplier happened any serious environment accident or plains and the punishments of the environment department in the last three years53工业废水/废气/废物/噪声等排放是否取得环保部门的许可证书并达标？Does the supplier agreed by the environment department in letting out the industry liquid waste,e*haust gas ,rubbish and noise 54对于重要的物料是否有适宜的储存环境如化学药品、危险药品、温湿度敏感材料等Is there proper storage environment for )important material such as chemical goods, dangerous goods, sensitive material to temperature humility etc55工作间,卫生间,厂房及其它地方,是否有定期维修,以确保地方清洁,空气流通,照明充足,地方免受污染和没有触电危险Are working stations, hygiene-relevant places, housing facilities and any place subject to employee presence, in a maintenance condition that makes them free from any risk to personal health and safety, from contamination risk, electrical hazard, and provide adequate level of cleanliness, air circulation and filtering, lighting and temperature.56是否设置防火,防暴及逃生等平安系统以保障员工的人身平安及公司财产紧急逃生图有否按时更新,及张贴于显眼处,以便员工阅览,其有效性是否经过测试Set up safe system of fire-proofing, blast-proofing and escape to protect worker safety and crop property Has an emergency plan been updated according the latest facility lay-out , displayed, made accessible to all workers, and tested for effectiveness.5总 分 Total score30Signed:Signature: 9社会责任 SQE负责Society Responsibility序号 容总分值供给商欣旺达备 注1公司管理层是否已制定及签发以下有关政策:环境保护,安康与平安,童工,强制劳工,岐视,报酬与工作时间Has the top management of pany laid down and signed-off policies covering at least Environment, Health and Safety, Child Labour, Forced Labour, Discrimination, pensation and Work Hours52在招聘员工过程中,是否有效地查核员工之年龄年龄少于18岁之员工,有否被安排于有危险之岗位或夜班工作Is the age of worker checked effectively during the hiring process If young workers (18 yrs) are employed, are they engaged in hazardous work or night shift53是否与每位员工签定劳动合同书并符合相关法律要求Are formal contracts available with every worker and in pliance with the applicable legal requirements 54公司是否对每位员工,不管种族,性别或*,一视*公司有否确立制度,以制止向员工使用暴力或语言侵犯Is a system in place that totally and effectively bans any use of any physical force or verbal aggression towards workers Does the pany treat its employees equally in employment and occupation regardless of religion, race and gender 55员工的薪酬及福利,包括超时工作酬劳,扣薪等,是否符合相关法例要求员工是否根据相关法例,享有休假(每周休假,公众假期,年假等)Does the pensation system, including overtime, benefits and wage deductions, ply with applicable legal requirements Does the ma*imum working hours of employees per day/week and month ply with the applicable legal requirements Are workers entitled to pauses, weekly rest day, days-off and leave periods according applicable legal requirements56公司有否向员工讲解薪酬制度和计算方法,使员工明瞭是否认时及按时以简易方法,向员工发放薪酬Does the pany make sure that the wages calculation rules are known and understood by all employees Are all pensations paid to workers in a timely and convenient way and according a fi*ed frequency 5总 分 Total score30Signature: SQE总结(SUMMARY)一Audit finding审核问题点:二Supplier advantage and disadvantage供给商优势与劣势:三Suggestion建议:四Conclusion结论：signature:Signed:. z.