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Click to edit Master title style,*,Click to edit Master text styles,Second level,Third level,Fourth level,Fifth level,China Patent Agent (H.K.) Ltd.,IPR Protection Updated In China,中国知识产权保护进展,1,Chinese IP System & Statistics,知识产权保护体系及（商标专利）申请量,T,rademark Applications and Registrations,商标申请及注册,P,atent Applications and Prosecutions,专利申请及授权,Ju,dicial Reviews (on TRAB / PRBs decisions),（对商标评审委和专利复审委决定）的行政诉讼（即司法审查）,IP Enforcement,知识产权的权利行使,Main Points of Suggested Amendments to Trademark Law and Patent Law,商标法和专利法建议修改之要点,2,1.1 Trademark Registration System,商标注册制度,Trademark Office: Examination, Registration & Opposition of Trademark Application,商标局：商标申请的审查、注册和异议,Trademark Review and Adjudication Board (TRAB): Trademark Review, Cancellation & Defense to Judicial Reviews,商标评审委员会（商评委）：商标复审、撤销和司法审查抗辩,Beijing First Intermediate Court: First Instance Judicial Review,北京第一中级人民法院：行政诉讼（一审）,Beijing Higher Court: Second Instance Judicial Review,北京高级人民法院：行政诉讼（二审）,Supreme Court: Optional Supervision on Judicial Review,最高人民法院：行政诉讼（选择性再审）,Case: Nan Sing Ltd. vs. TRAB (Beijing first intermediate court: basic legal principle),案例：南兴公司诉商评委（北京第一中级人民法院：基本法律原则的适用）,3,1.2 Statistics of Trademark Applications Filed and Registered in / from,China (1997 - 2006),商标申请和注册量（,1997-2006,）,4,1.4 Well-Known Trademarks Recognition System,驰名商标认定体系,Well-known trademarks recognized,认定驰名商标,by the Trademark Office (in handling trademark administration cases as well as in examination of opposition cases),由商标局,(,在商标管理案件中以及在商标异议案件中）认定,by the TRAB (in examination of trademark cancellation and reexamination cases),由商评委,(,在商标争议案件中）认定,by courts (in trials of disputes over trademark infringement),由法院（在审理商标侵权纠纷案件中）认定,197 well-known trademarks recognized in 2007, totally over 1,000 well-known trademarks recognized in China,2007,年认定驰名商标,197,件，累计认定驰名商标超过,1000,件,5,2.1 Patent Prosecution System,专利审查制度,State Intellectual Property Office (SIPO): Patent Prosecution & Issuance,国家知识产权局（国知局）：专利审查和授权,Patent Reexamination Board (PRB): Patent Reexamination, Patent Invalidation, & Defense to Judicial Reviews,专利复审委员会（专利复审委）：专利复审、无效和抗辩司法审查,Beijing First Intermediate Court: First Instance Judicial Review,北京第一中级人民法院：行政诉讼（一审）,Beijing Higher Court: Second Instance Judicial Review,北京高级人民法院：行政诉讼（二审）,Supreme Court: Optional Supervision on Judicial Review,最高人民法院：行政诉讼（选择性再审）,Case: Mr. XU Wenqing,vs. PRB (,Supreme Court:,the principle of hearing),案例：许文庆诉专利复审委（最高人民法院：听证原则的确认）,6,2.2. Examples of Judicial Review Cases CPAs clients won CPA,为当事人胜诉的一些行政诉讼案件,RCA licensing vs. PRB (non-obviousness,创造性,),Thomson vs. PRB (novelty and non-obviousness,新颖性和创造性,),Pfizer vs. PRB (sufficiency and data requirements,充分公开和数据要求,),Sharp & Yodogawa vs. PRB (PRBs burden of proof,专利复审委的举证责任,),DyStar vs. PRB (the principle of hearing,听证原则,),Lion Corp. vs. PRB (support of the claims from description,说明书对权利要求的支持,),Lilly vs. PRB (support of the claims from description,说明书对权利要求的支持,),Nan Sing Ltd. vs. TRAB (basic legal principle,基本法律原则,),7,2.3 Statistics of Patent Applications Filed and Patents Issued in China (1998 - 2007),中国专利申请和专利授权量（,1998-2007),8,2.5 Distribution of Foreign Patent Applications Accepted in 20062006,年外国专利申请量分布,Patent applications for invention filed from overseas,来自境外的发明专利申请量分布,9,3.1. IP Enforcement Against Infringement / Counterfeit,针对侵权,/,假冒行为的知识产权权利行使,Administrative Approach,行政途径,Criminal Judicial Approach,刑事司法途径,Civil Judicial Approach,民事司法途径,Customs / Border Measures,海关边境措施,10,3.2. Authorities Available in Administrative Approach,处理知识产权纠纷的行政机关,Local AIC (Administration of Industry and Commerce),当地工商局,Local IPO (Intellectual Property Office),当地知识产权局,Local CAB (Copyright Administration Bureau),当地版权局,Local TSB (Technology Supervision Bureau),当地技术监督局,Local FDA (Food and Drug Administration),当地食品与药品管理局,Case: Counterfeit Tokai Gas Lighter Case (Hunan TSB),打火机,Tokai,品牌假冒案,(,湖南技术监督局,),11,3.3. Criminal Judicial Approach,刑事司法途径,Complaint by a party or Case-transfer from Administrative Authorities,当事人举报或行政机关案件移送,Case Acceptance and Investigation by PSB (Public Security Bureau),公安局立案、调查,Public Prosecution by PP (Public Prosecutor),检察院提起公诉,Trials and Judgment by a Court at the County Level,区县级人民法院审理、判决,Second Instance and Final,Review by Intermediate Court,中级人民法院二审终审,Case: Counterfeit OSRAM Lamp-bulb Case (Hangzhou district court),灯泡,OSRAM,品牌假冒案,(,杭州下城区法院）,12,3.4. Statistics of IP Criminal Cases in 20062006,年知识产权刑事案量,2,277 IP criminal cases closed, 3,508 persons publicly prosecuted, 3,507 persons given sentences (guilty),审结,2277,知识产权刑事案，公诉,3508,人，,3507,人被判刑,Among them,其中,769 IP counterfeiting / infringement crimes, 1,212 persons prosecuted,769,起假冒,/,侵犯知识产权罪，,1212,人被起诉,437 crimes of production and sale of fake or poor quality products (involving IP), 766 persons prosecuted,437,起生产销售伪劣产品罪（涉及知识产权），,766,人被起诉,1,066 crimes of illegal businesses (involving IP), 1,525 persons prosecuted,1066,起非法经营罪（涉及知识产权），,1525,人被起诉,5 other crimes, 5 persons prosecuted,5,起其他罪，,5,人被起诉,13,3.5 Judicial Organizations for IP Enforcement,知识产权权利行使的司法机关,First instance,Second & First instance,Optional Supervision,&,Second & First instance,Optional Supervision,14,3.6 Jurisdiction over IP enforcement Cases,(Statistics before July 2007),法院对知识产权案件的级别管辖（,2007,年,7,月统计）,First Instance Court Authorized by the Supreme Court :,最高法院指定的一审法院,67 intermediate courts: Patent cases,专利案件,38 intermediate courts: New plant varieties cases,植物新品种案件,43 intermediate courts:Layout-design of integrated circuits cases,集成电路布图设计案件,26 district courts: IP cases other than those as mentioned above,(including copyright, IP-related contractual and unfair competition disputes),其他知识产权案件，包括版权、与知识产权有关的,合同和不正当竞争案件,33 Higher Courts,1 Supreme Court,15,3.7.,Statistics of IP Enforcement Cases (First Instance) in 2006 2006,年知识产权权利行使一审案件统计,16,3.8. Administrative/Civil Judicial Approach Comparison,行政途径和民事司法途径的比较,Local Authorities,当地行政机关,Application of local regulations and national law,适用地方规定和国家法律,On-site Investigation / Raid action,现场调查,No power to adjudicate damages,无权裁定赔偿数额,Judicial reviews by intermediate and higher courts,接受中级和高级法院的司法审查,Authorized District /Intermediate/higher courts,各地经授权的区、中级法院和高级法院,Application of national law and judicial interpretation,适用国家法律和司法解释,Evidence/property,preservation and Preliminary injunction,证据,/,财产保全和临时禁令,Determination of damages,裁定赔偿数额,Appellate review by a higher court,可上诉至高一级别法院,17,3.9. Considerable Elements for Selection of Approach,选择途径时需考虑的因素,Patent cases : Court, IPO,专利案：法院、地方知识产权局,Trademark cases : AIC, TSB, PSB, Court,商标案：工商局、技监局、公安局、法院,Copyright cases : Court, CAB, PSB,版权案：法院、地方版权局、公安局,Unfair Competition cases : AIC, TSB, PSB , Court,不正当竞争案：工商局、技监局、公安局、法院,Counterfeit Drug cases: SFDA/FDA , PSB , AIC, Court,假药案：国家,/,地方药监局、公安局、工商局、法院,18,3.10. Customs / Border Measures,海关边境措施,IP rights recordal in the Customs,知识产权海关备案,Customs,ex officio,monitoring and seizing,海关依职权监管和查扣,Partys petition to seize suspected infringing / counterfeit goods,当事人请求查扣涉嫌侵权,/,假冒货物,Bond/Guarantee,担保金,Identification of infringing / counterfeit goods,侵权,/,假冒货物的识别,Resolving of disputes, if any,before courts,发生纠纷时由法院解决,Confiscating and/or destroying of infringing / counterfeit goods,侵权,/,假冒货物的没收和,/,销毁,19,3.11. IP Customs Protection,知识产权海关保护,Over 11000 IP Rights recorded before Chinese Custom General during October 1995 and June 2007; wherein Nearly 2000 IP Rights recorded during 2006,1995,年,10,月至,2007,年,6,月在海关总局备案了超过,11000,件知识产权,3310 batches of infringing goods seized in 2007, wherein 1181 batches (1151 cases of exportation and 30 cases of importation) of infringing goods seized in the first half year of 2007, involving 1783 trademarks, 25 patents and 1474 copyrights,2007,年海关查获,3310,起侵犯知识产权货物，其中,2007,年上半年查获,1181,起，包括,1151,起出口案和,30,起进口案，涉及,1783,件商标权，,25,件专利权和,1474,件版权,20,3.12. Relieves/Remedies in Civil Action,民事司法救济,(Official Evidence Preservation),证据保全,(Official Property Preservation),财产保全,Preliminary Injunction (pre-trial or in the course of trials),临时禁令（诉前或诉中）,Permanent injunction,永久禁令,Compensation for damages,损害赔偿,Optional public apology,有时须公开赔礼道歉,Cases:,Glaxo,v.,SouthWest,Pharmaceuticals,(,Chongqin,intermediate court),葛兰素诉西南药厂（重庆中级人民法院）,21,3.13. Requirements for Preliminarily Injunction,临时禁令的要求,Request for Preliminary Injunction,临时禁令请求,Validity of IP Rights,知识产权有效性,Likelihood of Infringement,侵权可能性,Irreparable Damage / Harm,不可弥补的损害,Reasonable Amount of Bond,合理数额的担保金,Case: Alfa Laval v. Hankering (Shanghai Sec. Inter. Court),阿伐拉瓦尔诉恒力,(,上海第二中级人民法院）,22,3.12 Statistics of IP Preliminary Measures in 2006 2006,年知识产权临时措施统计,23,3.14. Damage Calculation,损害赔偿的计算方法,Right Owners losses,权利人的损失,Infringers profits,侵权人的获利,Maximum of three (3) Times of Reasonable Royalty,最多,3,倍的合理数额之许可费,Statutory Damage (Maximum of RMB 500,000 yuan , about US $65,000),法定赔偿（最多人民币,500,000,元，大约合美元,65,000),Cases: China Food Chint vs. Schneider,正泰诉施耐德,(Wenzhou intermediate court, damage of,RMB 3.3 billions ruled),24,3.15. Burden of Proof,举证责任,He who claims shall produce evidence to support the claims,谁主张，谁举证,Shift of Burden of Proof,举证责任的转移,Reverse of Burden of Proof,举证责任的倒置,Time Limit of Producing Evidence,举证期限,Extension of Time Limit for Producing Evidence,举证期限的延期,Official Evidence Preservation,法院证据保全,Technical Appraisal,技术鉴定,Cases:,Glaxo,v.,SouthWest,Pharmaceuticals,葛兰素诉西南药厂,; Lilly v. Hansen (Supreme Court),礼来诉豪森（最高人民法院）,25,3.16. Non-infringement Declaration,不侵权宣告,Notice of Existence of Valid IP Rights,告示函,Cease and Desist Letter or Warning Letter,警告函,Threatening and Business Disturbing,威胁和商业干扰,Non-infringement Declaration,不侵权宣告,Counterclaims for torts (slandering/defaming),反诉（诽谤,/,诋毁的）侵权行为,Case:,Jiansu,LongBao,vs.,JiangSu,LangLiFu,;,Hebei,Double Ring v. Honda; and Watson vs. Lilly (the Supreme Courts rulings),案件：江苏龙宝诉江苏朗力福；河北双环诉本田；江苏华生诉礼来（最高院书面裁定）,26,Thank you!,Wu, Yuhe,Patent Attorney / Attorney-at-law,Legal affairs department of CPA,Contact information:,Hong Kong: Tel: (852) 2828 4688; Fax:,(852) 2827 1018,Beijing: Tel:(86 10) 66211588; Fax: (86 10) 66211986,Email:,27,
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